Staff Compliance Representative
Date: May 26, 2023
Location: Dunbar, WV, US, 25064 Charleston, SC, US, 29407 Wilmington, NC, US, 28403 Myrtle Beach, SC, US, 29577 North Charleston, SC, US, 29420 Greer, SC, US, 29650 Charlotte, NC, US, 28211 Morgantown, WV, US, 26505 Raleigh, NC, US, 27609 Mount Pleasant, SC, US, 29464 Parkersburg, WV, US, 26101
Company: United Bank
Job Description
This position performs testing to ensure bank documents, policies and procedures are in compliance with federal regulations and state laws.
RESPONSIBILITIES:
- Proactively keep current with all regulatory requirements by reviewing daily compliance regulatory resources and attend webinars as available.
- Follow internal testing program per annual schedule to perform quarterly deposit and lending monitoring to determine the level of compliance with federal regulations, state law, policies and procedures
- Generate written report on the testing completed to the Line of Business summarizing the findings and communicate with Line of Business
- Finalize report on the testing for Board submission
- Assist in other tasks as needed within the department
Qualifications
- High school diploma or equivalent required
- Bachelor’s degree highly desired
- Minimum of four (4) years financial institution experience with at least two (2) years working in compliance regulatory function required
- Practical knowledge of key lending and/or deposit related compliance regulations such as Regulation B (the Equal Credit Opportunity Act), Regulation Z (the Truth-in-Lending Act), Regulation CC (Funds Availability Act), and Regulation E (Electronic Fund Transfer Act) required
- Ability to comprehend and interpret banking laws and regulations required
- Ability to work independently and identify when to obtain guidance required
- Excellent written and verbal communication skills required
- Excellent organizational skills required
- Professional interpersonal skills required
- Proficiency in Microsoft Office products required
- Ability to travel up to 15% including overnight travel as business needs arise required
KEY COMPETENCIES:
- Compliance and regulatory focused
- Problem solving
- Effective Communication
- Self-Initiative
Essential Functions:
- Sitting for extended periods of time.
- Sufficient dexterity of hands and fingers to efficiently operate a computer keyboard, mouse and other computer components.
- Ability to converse and exchange information with all levels of staff within organization.
- Ability to observe, perceive, identify, and translate data
- Ability to travel by air, automobile, bus and/or train
Company Profile
Nearest Major Market: Charleston
Job Segment:
Compliance, Law, Customer Service Representative, Bank, Banking, Legal, Customer Service, Finance